InterActive revolutionises the learning process by taking it beyond the classroom. It has been recognised by the respected accountancy publication, PQ Magazine, for its uniqueness and high standards. As well as being previously named ‘Study Resource of the Year’, it is the study platform of choice for PQ’s ‘Distance Learning Student of the Year’.
Participants in this course will learn the fundamentals of anti-money laundering measures that must be taken by organisations such as financial institutions, lawyers and other regulated entities. They will learn how this phenomenon has been addressed over the years through standards set by international bodies and their subsequent adoption by legislators and regulators across the world.
Participants in this course we will learn about financial promotion and marketing compliance, the regulation and role of competent authorities in various jurisdictions, guidelines when talking to clients, and how to be compliant with the legal framework and avoid illegal and aggressive commercial practices.
Participants in this course we will learn about the role and importance of the compliance function in general, within Investment firms, within the Banking Institutions and when the compliance function can be combined with other internal control functions.
Conﬂict of interest is a type of moral hazard problem that arises when an institution has multiple objectives and, as a result, has conﬂicts between those objectives which may potentially lead to conceal information or disseminate misleading information.
If you would like to discuss bringing these or other topics to your organization on an in-house basis please call us at 22274470 or email us at firstname.lastname@example.org.
Other Courses and Seminars
Please visit our Upcoming Courses page to view the whole range of Courses and Seminars offered by the EIMF.