European Institute of Management and Finance | Investment Fund Operations & Administration
page-template-default,page,page-id-23251,ajax_fade,page_not_loaded,,qode-child-theme-ver-1.0.0,qode-theme-ver-6.7,wpb-js-composer js-comp-ver-4.12,vc_responsive

Investment Fund Operations & Administration

 Investment Fund Operations & Administration

The objectives of the program will be to provide an overview of the fund operations process highlighting the key processes, procedures and roles within the fund administration.

There will be explanations, illustrations and where possible exercises to enhance the learning process.

Other case studies can be included where possible such as:


  • The impact of Brexit on the fund industry
  • EU and non-EU funds
  • Managing Operational Risk in service delivery

The program will include a comprehensive glossary of terms, useful websites and reference materials

Seminar Content:

Part 1 – Setting Up a Fund – types of fund, key players, content of offering documents, regulatory requirements

Part 2 – Fund Operations – portfolio administration, acquisitions and disposals, reconciliation to brokers/agents/custody, fund records

Part 3 – Fund Valuation & Accounting – pricing policy, NAV, GL, Accounts, accruals, performance fees/carried interest processing

Part 4 – Transfer Agency – investor reporting, subscriptions & redemptions, fund register, KYC/CDD/AML, distributions

Part 5 – Risk & Compliance – operational risk, fund compliance, administrator risk & compliance

Registration Form

Register Here

If you need help completing the online registration form, please give us a call at 2227 4470 or email us at 

In-House Training

If you would like to discuss bringing this or another topic to your organization on an in-house basis please call us at 22274470 or email us at

Instructor: David Loader

David Loader is Managing Director of the London based Derivatives and Securities Consultancy Ltd (DSC). DSC provides various consultancy and educational services to a wide range of financial institutions globally. David has over thirty years’ experience in the finance industry, particularly in operations, gained in a number of major organisations including SG Warburg Group where he was Operations Director. He is heavily involved in financial education and training, as a Director of Computer Based Learning Ltd (providing e-learning solutions to the financial services industry), and as an author and presenter of training courses for The Securities and Investment Institute.

David is a member of The International Guild of Bankers, The Institute of Directors and The Securities and Investment Institute.