BEGIN:VCALENDAR VERSION:2.0 PRODID:-//Eventin//Event Calendar//EN CALSCALE:GREGORIAN METHOD:PUBLISH BEGIN:VEVENT UID:8133f13a000a8fdb0f26d89494dc5ee0@eimf.eu SUMMARY:DFSA Regulations DESCRIPTION:What you'll learn: Financial services rules and regulations ap ply to all firms regulated by the DFSA. These rules and guidelines are inte nded to safeguard customers when they transact with an authorized firm and purchase a financial good or service\, to stop the potential threats to fin ancial stability from materializing and hurting the real economy\, and to p rotect the integrity of the financial markets. To fulfill their Continuing Professional Development (CPD) obligations\, the DFSA mandates that all Se nior Executive Officers\, Compliance Officers\, and MLROs of Authorized Fir ms complete a least 15 hours of obligatory training every 12 months. \n Training Fee \n AED\n 1500\n pe r person \n \n \n Live Ses sions\n \n \n Printed Stu dy Materials\n \n \n Coff ee\, Snacks & Lunch\n \n \n Certificate of Attendance\n \n \n \n Register Online\n \n NEW\n Overview \n Training Objectives \n Training Outline\n Training Style\n Overview \n The purpose of this 5 CPD hours course is to provid e an understanding about all the regulatory subjects imposed by the DFSA\, and it was specifically developed for Authorized Individuals of DFSA-regula ted enterprises. It focuses on the critical aspects of enforcement\, outso urcing\, and governance within the financial services industry. Participant s will gain a deep understanding of DFSA’s enforcement actions\, conduct rules\, expectations for outsourcing\, and corporate governance principles. Through a combination of lectures\, case studies\, and practical examples\ , this course equips professionals with the knowledge and tools needed to n avigate the evolving regulatory landscape.\n Training Objectives \n By the end of the programme\, participants will:• Understand DFSA En forcement Actions: Participants will gain a comprehensive understanding of DFSA’s approach to enforcement\, including its objectives of stopping and fixing issues\, punishing and deterring misconduct\, and protecting and bu ilding confidence in the financial services industry.• Analyze Decision N otices and Regulatory Actions: Students will learn how to interpret decisio n notices and regulatory actions issued by the DFSA\, enabling them to comp rehend the regulatory processes and their implications.• Apply Case Studi es: Participants will engage in case studies to analyze real-world enforcem ent actions\, enhancing their ability to apply theoretical knowledge to pra ctical situations.• Comprehend DFSA’s Conduct Rules: This objective foc uses on exploring DFSA’s core values and ethical standards\, anti-bribery and corruption awareness\, conflicts of interest\, ethics in business\, an d the receipt of payments\, gifts\, and benefits.• Ensure Client Protecti on: Students will learn about DFSA’s expectations for safeguarding client interests and preventing market abuse\, equipping them with tools to promo te ethical conduct and protect clients.• Master Outsourcing and Operation al Resilience: Participants will gain a deep understanding of outsourcing a nd third-party service supply\, with a focus on material\, critical\, or im portant outsourcing notifications\, data security\, cloud outsourcing\, and risk management.• Evaluate Corporate Governance and Board Responsibility : This objective delves into corporate governance principles and standards applicable to reporting entities\, obligations and governance requirements\ , addressing conflicts of interest\, market disclosure\, and financial repo rting.• Examine Sponsors and Compliance Advisers: Students will explore t he appointment of sponsors and compliance advisers\, ensuring they grasp th e roles and responsibilities of these key entities in the regulatory landsc ape.• Understand Miscellaneous DFSA Powers: This objective provides an ov erview of miscellaneous powers vested in the DFSA\, ensuring participants a re aware of the extent of regulatory authority.\n Training Outline\ n DFSA Enforcement Actions About Enforcement• Stopping and Fixing• Punishing and Deterring• Protecting and confidence-building Decision No tices and Regulatory ActionsCase Studies DFSA’s Conduct Rules• DFSA Co re Values and Ethics• Anti-Bribery & Corruption Awareness• Conflicts of Interest• Ethics in Business• Receipt of Payments Gifts and Benefits • Client Protection• Market Abuse and How to Prevent it DFSA’s Expec tations in Outsourcing and Operational Resilience• Operational Resilience & Third Party Providers• Definition of Outsourcing & Third Party Service Supply• Existing Expectations on Outsourcing & Third Party Provision• Material\, Critical or Important Outsourcing Notifications• Intra-Group O utsourcing• Outsourcing and Data Security• Cloud Outsourcing• Risk Ma nagement of Outsourcing• Potential Measures to Oversee Critical Third Par ties Corporate Governance update/Board Responsibility for Compliance• De finition of Reporting Entities• Obligations of Reporting Entities• Gove rnance of Reporting Entities• Corporate Governance• Corporate Governanc e Principles & Standards Applicable to Reporting Entities • Requirements Relating to Fair Treatment of Shareholders• Provisions to Address Conflic ts of Interests. Market Disclosure• Database• Continuous Disclosures • Disclosures by Connected Persons• Disclosure of Material Interests F inancial Reports• Annual financial report• Interim financial report• Auditor’s report• Supply of financial statements• Public Listed Compa nies Sponsors and Compliance Advisers• Appointment of Sponsors or Compli ance Advisers Miscellaneous• DFSA powers Final Conclusions and Closure\ n Training Style\n The programme is designed to provide partici pants with a better understanding of the various DFSA rules and regulations . The use of interactive case studies will help participants to think criti cally about scenarios that will be relevant to their respective roles and o rganisations.By the end of the course\, participants will have developed th e confidence to comprehend what are the rules and regulations applicable to them in their day to day transacting.  The course is addressed to:This co urse is beneficial to all Senior Executive Officers\, Compliance Officers a nd MLROs of DFSA Regulated Firms.\n Trainer | Nadine Ghosn Eid\n Nadine Ghosn Eid is the Founder of BeyondComply\, a compliance consult ancy and training firm established to help financial services companies und erstand and overcome the challenges arising from compliance\, regulation\, and market developments. Nadine is a Member of the Advisory Council of AGR C (Association of Governance\, Risk\, and Compliance).She is also a Certifi ed Anti-Money Laundering Specialist (CAMS) based in Beirut who’s been a S peaker in various Global Compliance and Financial Crime Prevention Conferen ces\, and has more than 28 years of Banking Experience with a focus on Comp liance\, Treasury\, Capital Markets and Private Banking\, in addition to 18 years of concentration in the Cards and Payments Industry. Nadine serves as a Professional Consultant in Anti-Money Laundering\, Governance Risk & C ompliance\, Regulatory Compliance\, Data Protection\, Virtual Assets Regula tion\, and Cards Industry Rules and Regulations. She is also certified as a Trainer by the European Institute of Management and Finance (EIMF)\, an E U GDPR Foundation and Practitioner by The Knowledge Academy UK\, and in Fin ancial Derivatives\, Securities\, and FSA Regulations by the UK’s Charter ed Institute for Securities & Investments (CISI). Nadine currently holds a lso the position of Director of Compliance & Regulatory Affairs at areeba\, a Leading Regional Financial Technology company specialized in the payment cards and electronic services and in offering issuing and acquiring servic es to banks\, other financial institutions\, merchants and retailers.Prior to areeba\, Nadine worked for 14 years with CSCBank sal\, a regional leader in the card and electronic payment processing industry\, of which the last three years have been also as Head of Compliance. Nadine holds a Master ’s Degree in Money and Banking from The American University of Beirut. S he has an extended financial experience in the Middle Eastern\, African\, A merican\, and European markets. She is fluent in English\, French and Arabi c\, and is no stranger to EU and US legislations\, having worked for multip le banks that do business in European and American markets.\n \n DFSA RegulationsΔContact Person DetailsFirst NameLast NameEmail AddressPhone NumberHow Many Participants Would You Like to Regist er?Billing DetailsPlease Indicate Whom to Invoice- Select -CompanyIndividua lCompany NameCompany Registration NumberCompany Street NameCompany Street N umberCompany PostcodeIndividual Full NameIndividual ID NumberIndividual Str eet NameIndividual Street NumberIndividual PostcodeCountrySelect CountryAfg hanistanAland IslandsAlbaniaAlgeriaAmerican SamoaAndorraAngolaAnguillaAntar cticaAntigua and BarbudaArgentinaArmeniaArubaAustraliaAustriaAzerbaijanBaha masBahrainBangladeshBarbadosBelarusBelauBelgiumBelizeBeninBermudaBhutanBoli viaBonaire\, Saint Eustatius and SabaBosnia and HerzegovinaBotswanaBouvet I slandBrazilBritish Indian Ocean TerritoryBritish Virgin IslandsBruneiBulgar iaBurkina FasoBurundiCambodiaCameroonCanadaCape VerdeCayman IslandsCentral African RepublicChadChileChinaChristmas IslandCocos (Keeling) IslandsColomb iaComorosCongo (Brazzaville)Congo (Kinshasa)Cook IslandsCosta RicaCroatiaCu baCuraçaoCyprusCzech RepublicDenmarkDjiboutiDominicaDominican RepublicEcua dorEgyptEl SalvadorEquatorial GuineaEritreaEstoniaEthiopiaFalkland IslandsF aroe IslandsFijiFinlandFranceFrench GuianaFrench PolynesiaFrench Southern T erritoriesGabonGambiaGeorgiaGermanyGhanaGibraltarGreeceGreenlandGrenadaGuad eloupeGuamGuatemalaGuernseyGuineaGuinea-BissauGuyanaHaitiHeard Island and M cDonald IslandsHondurasHong KongHungaryIcelandIndiaIndonesiaIranIraqIreland Isle of ManIsraelItalyIvory CoastJamaicaJapanJerseyJordanKazakhstanKenyaKir ibatiKosovoKuwaitKyrgyzstanLaosLatviaLebanonLesothoLiberiaLibyaLiechtenstei nLithuaniaLuxembourgMacao S.A.R.\, ChinaMacedoniaMadagascarMalawiMalaysiaMa ldivesMaliMaltaMarshall IslandsMartiniqueMauritaniaMauritiusMayotteMexicoMi cronesiaMoldovaMonacoMongoliaMontenegroMontserratMoroccoMozambiqueMyanmarNa mibiaNauruNepalNetherlandsNew CaledoniaNew ZealandNicaraguaNigerNigeriaNiue Norfolk IslandNorth KoreaNorthern Mariana IslandsNorwayOmanPakistanPalestin ian TerritoryPanamaPapua New GuineaParaguayPeruPhilippinesPitcairnPolandPor tugalPuerto RicoQatarReunionRomaniaRussiaRwandaSão Tomé and PríncipeSain t BarthélemySaint HelenaSaint Kitts and NevisSaint LuciaSaint Martin (Dutc h part)Saint Martin (French part)Saint Pierre and MiquelonSaint Vincent and the GrenadinesSamoaSan MarinoSaudi ArabiaSenegalSerbiaSeychellesSierra Leo neSingaporeSlovakiaSloveniaSolomon IslandsSomaliaSouth AfricaSouth Georgia/ Sandwich IslandsSouth KoreaSouth SudanSpainSri LankaSudanSurinameSvalbard a nd Jan MayenSwazilandSwedenSwitzerlandSyriaTaiwanTajikistanTanzaniaThailand Timor-LesteTogoTokelauTongaTrinidad and TobagoTunisiaTurkeyTurkmenistanTurk s and Caicos IslandsTuvaluUgandaUkraineUnited Arab EmiratesUnited Kingdom ( UK)United States (US)United States (US) Minor Outlying IslandsUnited States (US) Virgin IslandsUruguayUzbekistanVanuatuVaticanVenezuelaVietnamWallis a nd FutunaWestern SaharaYemenZambiaZimbabweNoteYou will receive a confirmati on of your registration to the provided email upon the submission of this r egistration form. 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