European Institute of Management and Finance | Bank Of Cyprus CPD Seminars 2019
28780
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Bank Of Cyprus CPD Seminars 2019

Bank of Cyprus CPD Seminars

Investor Protection - Assessing Clients | General

22 May | Christina Livada

Training Outline

  • Law requirements & Obligations
  • Customers Categorization
  • Appropriateness, Suitability
  • Clients Updating & Reporting
  • Investor Profile, Customers Complaints
  • Advised and Non-Advised’ sales

 

Venue | Training Centre of the Bank of Cyprus, Dimitri Stavrou 133, 2224 Yeri

Time | 9:00 am – 3:00 pm  CPD Units | 5

MiFID II: Product Governance, Suitability Assessment and Independent vs Non-Independent Investment Advice | Specialised

29 May | Alexandros Constantinou

Training Outline

  • Understand Product Governance under MiFID II
  • Financial Service providers and products
  • Understand suitability assessment
  • Independent vs Non-Independent Investment Advice and Investor Protection

 

Venue | Training Centre of the Bank of Cyprus, Dimitri Stavrou 133, 2224 Yeri

Time | 9:00 am – 3:00 pm   CPD Units | 5

MiFID II Best Execution Requirements | Specialised

26 June | Panagiotis Nikolaou

Training Outline

  • State the practical considerations for investor protection including to take all “sufficient” steps to achieve the best possible results for clients.
  • Explore what constitutes “Best Execution” in the context of scope; policy; disclosure and monitoring.
  • Presenting a model framework which promotes an appropriate approach to addressing conduct risk.
  • Demonstrate that firms have complied with their execution policy and being able to demonstrate compliance to national competent authorities.
  • Demonstrate practical examples from EU National Competent Authorities enforcement actions and case studies.
  • Explain a framework to practically manage regulatory change within your organization to for meeting regulatory expectation

 

Venue | Training Centre of the Bank of Cyprus, Dimitri Stavrou 133, 2224 Yeri

Time | 9:00 am – 3:00 pm   CPD Units | 5

CySEC Regulatory Fundamentals | General

05 July | Panagiotis Antoniou

Training Outline

  • Cypriot Investment Firms (CIF): Walkthrough of the regulatory framework governing the organisational requirements
  • Investment activities, ancillary services – Description of the activities and ancillary services, obligations
  • Financial Instruments – Description of the MiFID financial instruments – Practical examples
  • Organizational Structure, responsibilities of each department – Governance – Sanctions
  •  Investor Protection – Market Transparency and Integrity – Best Execution

 

Venue | Training Centre of the Bank of Cyprus, Dimitri Stavrou 133, 2224 Yeri

Time | 9:00 am – 3:00 pm   CPD Units | 5