European Institute of Management and Finance | Assessing Appropriateness
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Assessing Appropriateness

 

The EIMF Live Online Learning Experience

 

EIMF subject-matter experts deliver engaging and interactive courses across a broad spectrum of areas, that can be enjoyed in the comfort of your own chosen environment. Read more

 

 

Course Overview

 

The appropriateness test applies when firms carry out non-advised investment services (ie services other than investment advice or portfolio management). The test also applies to firms who are assessing appropriateness for other MiFID investment firms.

 

 

Training Outline

 

  • When do you test? non-advised transactions, products covered
  • What do you test?
  • How do you test?
  • What do you do with the results?

 

 

Training Style

 

The training style is interactive involving a combination of discussions and presentation. Participants are encouraged to share their opinions from their different perspectives.

 

 

CPD Recognition

 

This programme may be approved for up to 1 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

 

Professionals requiring CPD units to meet the education requirements for CySEC licence renewal, and/or for maintaining other professional memberships/certifications which accept CPD in Financial Regulation, are advised to consider training subjects in categories that indicate CPD training in Financial Regulation.