The common European regulatory framework, MiFiD II, was initiated on the 3rd of January 2018, however, it was introduced to complement the already existing EU regulation of EMIR. When the EMIR regulation came into effect in 2014, hundreds of financial institutions professionals such as asset managers, brokers, hedge fund managers and CFD brokers, etc, suddenly needed to comply with new derivative reporting rules. Firms falling under the scope of both regulatory standards must fulfil certain regulatory reporting obligations and keep internal records for additional metrics on those reports.
By the end of this workshop, participants will:
The basic principles and components of EMIR
The basic principles and components of MiFiR Transaction Reporting
Constructing a value-added Best Execution monitoring programme
The regulatory developments and priorities, impact of RTS 27, RTS 28 and Professional Execution Policy
The programme is designed to deliver knowledge and enhance participants’ skills via short lectures and discussion sessions. There will be ample opportunity for delegates to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.
Who Should Attend
The programme is suitable for professionals in the finance and professional services sector and is ideal for:
Contact us for Group Registrations of 4 people or more
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