European Institute of Management and Finance | MiFID II Investment Research, Investment Advice and Portfolio Management
product-template-default,single,single-product,postid-64097,woocommerce,woocommerce-page,woocommerce-no-js,ajax_fade,page_not_loaded,,columns-4,qode-child-theme-ver-1.0.0,qode-theme-ver-6.7,wpb-js-composer js-comp-ver-4.12,vc_responsive


This event has passed

MiFID II Investment Research, Investment Advice and Portfolio Management


The EIMF Live Online Learning Experience


EIMF subject-matter experts deliver engaging and interactive courses across a broad spectrum of areas, that can be enjoyed in the comfort of your own chosen environment. Read more



Course Overview


The legal framework of MiFID II/MiFIR has applied since 3 January 2018. This new legislative framework strengthens investor protection and improves the functioning of financial markets making them more efficient, resilient and transparent. Professionals need to fully understand this legislative framework, its implications and how it is applied within firms.


In this 5-hour workshop we will examine and discuss the practical implementation as well as the application challenges of MiFID II relating to Investment Research, Investment Advice and Portfolio Management.



Training Objectives


By the end of the programme, participants will be able to:


Learn how MiFID II and Delegated Regulations affect:

  • Investment Research
  • Investment Advise
  • Independent Investment Advise
  • Portfolio Management


Learn how PRIIPS and Delegated Regulations affect:

  • Information for Financial Instruments
  • Costs and Charges


Understand Regulatory requirements for:

  • Appropriateness Test
  • Suitability Assessment
  • Reporting to clients



Training Outline


  • MiFID II – Directive (EU) 2014/65
  • MiFiR – Regulation (EU) 600/2014
  • Delegated Regulations
  • Latest ESMA Q&A



CPD Recognition


This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.


Professionals requiring CPD units to meet the education requirements for CySEC licence renewal, and/or for maintaining other professional memberships/certifications which accept CPD in Financial Regulation, are advised to consider training subjects in categories that indicate CPD training in Financial Regulation.



Who Should Attend


This programme is ideal for professionals working in the Financial Sector such as:


  • Investment Advisers and Customer Support Personnel
  • Portfolio Managers and Designers of Investment Products or Strategies
  • FinTech professionals selling Products & Services
  • Professionals working in Compliance and Risk Management
  • Other Management, Administration, Marketing and Technical staff
  • Corporate lawyers, Accountants, and Consultants