Setting up onboarding procedures for investment firms
The European Institute of Management and Finance is organising a 4th AML linked course that will analyse the set standards and disciplines emanating from the regulatory and legislative framework in Cyprus pertaining to the Anti Money Laundering. Explanation of Joint Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on simplified and enhanced customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions as provided by ESAS at 4thJanuary 2018.
Also, explanation of Joint Guidelines on the characteristics of a risk-based approach to anti-money laundering and terrorist financing supervision, and the steps to be taken when conducting supervision on a risk-sensitive basis as provided by ESAS at 13th April 2017.
Objectives
Seminar Content
The link between Anti‐Money Laundering requirements and your audit procedures
Impact of assessed Money‐Laundering / Terrorist Financing risk on your client due diligence procedures
Who should attend