This course has been designed specifically for CIFs and Fund Management companies and will focus on the actions that these firms must take in order to comply with their AML and KYC obligations.
In today’s demanding environment, CIFs and Fund Management firms are required to exercise due diligence and perform specific controls on their clientele in order to comply with AML / KYC requirements. Furthermore, these companies are obligated to collect specific documents from clients.
CySEC has issued specific guidelines for the controls and reports that regulated firms need to perform in order to comply with their obligations.
By attending this course participants will:
Who Should Attend
The programme has been designed for Professionals working in CIFs, and will be of particular benefit to:
Industry Expert | Alexis Kartalis
Since 2013 Alexios Kartalis has been the General Manager of GMM Global Money Managers Ltd, a mutual funds (UCITS) and alternative investments (AIF) management company. Prior to his appointment to GMM, Alexios was the General Manager of BNP Paribas Securities Services in Athens for 9 years where he previously served as Head of Operations for 6 years. Alexios also worked in the Securities Department for Citibank Athens.
Having a 24+ years of industry practice, Alexios frequently delivers business trainings in the subjects of AML, CRS & FATCA, Fund Administration and Custody. Furthermore, he has also been an academic instructor of Finance for the New York College.
Alexios received his European MBA in Finance from ESCEM School of Business Management, his Bachelor’s degree in Statistics from Athens University of Economics and Business and is certified as a Hellenic Exchanges Derivatives Clearer, Advanced Licence holder from CySEC and an HRDA trainer.
The programme will take for form of presentations, case studies and extensive discussion, as well as real life examples, all of which will assist with the better understanding of the content and thus assist participants to apply what they learn to their own job functions upon their return to the workplace.
This programme may be approved for up to 5 CPD units in AML and Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
€180.00The above fee is subject to 19% VAT
27 in stock
Day 1: December 07, 2021 | 15:30-21:00
Start time: 15:30 EEST
End time: 21:00 EEST
Venue: Live Online
Coordinates: 5 | Duration: 5 hrs
Directions: Alexis Kartalis (view the trainer's bio below)