For 3 registrations from the same entity, a standard 10% discount will apply. For over 4 registrations please contact us.
Tuesday 08/06/2021 - 15:30 – 21:00
This course has been designed specifically for CIFs and Fund Management companies and will focus on the actions that these firms must take in order to comply with their AML and KYC obligations.
In today’s demanding environment, CIFs and Fund Management firms are required to exercise due diligence and perform specific controls on their clientele in order to comply with AML / KYC requirements. Furthermore, these companies are obligated to collect specific documents from clients.
CySEC has issued specific guidelines for the controls and reports that regulated firms need to perform in order to comply with their obligations.
By attending this course participants will:
The programme will take for form of presentations, case studies and extensive discussion, as well as real life examples, all of which will assist with the better understanding of the content and thus assist participants to apply what they learn to their own job functions upon their return to the workplace.
This programme may be approved for up to 5 CPD units in AML and Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
The Association of Anti-Money Laundering Specialists (ACAMS) has confirmed that this programme is accredited for 4 CAMS Credits. Participation in this course does not substitute the requirement to earn (12) ACAMS credits through ACAMS produced training for CAMS recertification.
Who Should Attend
Since 2013 Alexios Kartalis has been the General Manager of GMM Global Money Managers Ltd, a mutual funds (UCITS) and alternative investments (AIF) management company. Prior to his appointment to GMM, Alexios was the General Manager of BNP Paribas Securities Services in Athens for 9 years where he previously served as Head of Operations for 6 years. Alexios also worked in the Securities Department for Citibank Athens.
Having a 24+ years of industry practice, Alexios frequently delivers business trainings in the subjects of AML, CRS & FATCA, Fund Administration and Custody. Furthermore, he has also been an academic instructor of Finance for the New York College.
Alexios received his European MBA in Finance from ESCEM School of Business Management, his Bachelor’s degree in Statistics from Athens University of Economics and Business and is certified as a Hellenic Exchanges Derivatives Clearer, Advanced Licence holder from CySEC and an HRDA trainer.