Compliance Function is developing in one of the most important functions for the banks, as well as for the financial and insurance institutions, as demonstrated by several international scandals impacting the reputation of big financial institutions.
Compliance contributes to the security of the organization and to the prevention of situations, which would impact the operation and the reputation of the organization, as well as the employees individually. The need of training for the personnel working in the financial area has become imminent, in order for them to be in position to face the new challenges and to contribute, depending on their role, to the adaptation and the operation of the organization, according to the existing and forthcoming regulation. In parallel, the role of the Compliance Officer evolves progressively and Compliance has become, a new challenging career opportunity, at global level.
By the end of this programme, participants will be able to:
History, need for regulation, regulation models
Compliance Function: Responsibilities, skills, Compliance risk, tools
Managing the Risk of Financial Crime
Overview of current financial services regulations
Ethics, Integrity and Fairness
Governance requirements–Objectives of Corporate Governance
Who should attend
Industry Expert | Alexis Zambas
Alexis Zambas is an experienced financial services professional with more than 10 years of experience, during which he worked in large organisations such as PwC Cyprus and BrokerCreditService (Cyprus Limited) and has undertaken various positions including of the internal auditor, compliance officer, trainer, risk consultant, data protection officer and others, in regulations such as MiFIDII/MiFIR, MAR, EMIR, SFTR, GDPR, and more.
Throughout his experience, he provided consulting services to major investment firms and financial institutions in Cyprus and has successfully implemented new regulatory frameworks such as MiFIDII/MiFIR, SFTR and GDPR within organisations.
Finally, he has provided numerous trainings on all major regulatory frameworks to both internal as well as external audience.
He is currently serving as the Head of Compliance for a Cyprus Investment Firm
The programme is designed to enhance the participants’ knowledge on investment analysis, risk management, portfolio management, and most importantly their associated regulations, via short lectures, case studies, and practical examples. Most of the training will focus on providing a clear understanding of the topics while much training time will also be invested in providing real-life case studies and examples of the material covered.
This programme may be approved for up to 10 CPD units in AML/Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
The Association of Anti-Money Laundering Specialists (ACAMS) has confirmed that this programme is accredited for 14 CAMS Credits. Participation in this course does not substitute the requirement to earn (12) ACAMS credits through ACAMS produced training for CAMS recertification.
€250.00 – €420.00The above fee is subject to 19% VAT
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Day 1: October 19, 2021 | 09:00-15:00
Day 2: October 20, 2021 | 09:00-15:00
Start time: 09:00 EEST
End time: 15:00 EEST
Coordinates: 10 | Duration: 10 hrs
Directions: Alexis Zambas (view the trainer's bio below)
Phone: +357 22274470