The Compliance / AML unit is a key control function within regulated financial institutions, and it is of critical importance that Compliance and AML Officers can demonstrate they have the key skills required to do the job properly, including appropriate written skills.
This workshop-style programme will provide participants with the opportunity to review common forms of written Compliance reports and develop their own written skills. It is highly interactive with group and individual exercises designed to allow participants to apply what they have learnt and acquire practical skills which they can implement afterwards.
Training Objectives
At the end of this course, attendees will:
be familiar with the most common forms of Compliance reports
understand the regulatory requirements as well as best practice regarding the structure and content of Compliance reports
discuss the importance of considering the recipient
know how to plan, organise and structure their reports
be able to write in an appropriate tone of voice for the report and for their firm
understand how to use visuals effectively
know how to check for factual errors as well as incorrect grammar and punctuation
be familiar with the use and format of executive summaries, recommendations and conclusions
practice writing an external Suspicious Activity Report (SAR)
have improved their writing skills
Training Outline
Introduction to Compliance Report Writing:
Regulatory requirements
Best practice
Compliance Reports
The importance, format and contents of:
Policies and procedures
Compliance monitoring programme reports
MLRO reports
Suspicious activity reports
Developing Compliance Writing Skills
Identifying the recipients
Planning
Layout and structure
Style, tone and flow
Using visuals
Executive summaries, recommendations and conclusions
Editing
Developing Compliance Writing Skills Course
For 3 registrations from the same entity, a standard 10% discount will apply. For over 4 registrations please contact us.
We use cookies on our website to give you the most relevant experience by remembering your preferences and repeat visits. By clicking “Accept”, you consent to the use of ALL the cookies.
This website uses cookies to improve your experience while you navigate through the website. Out of these cookies, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may have an effect on your browsing experience.
Necessary cookies are absolutely essential for the website to function properly. This category only includes cookies that ensures basic functionalities and security features of the website. These cookies do not store any personal information.
Any cookies that may not be particularly necessary for the website to function and is used specifically to collect user personal data via analytics, ads, other embedded contents are termed as non-necessary cookies. It is mandatory to procure user consent prior to running these cookies on your website.