Training Objectives

By the end of the programme, participants will be able to:

• Describe the mechanisms to establish and implement robust governance arrangements
• Describe the role and composition of the management body and committees
• Understand the organisational framework
• Recognise and understand the importance and role of each control function (risk management, compliance and internal audit) within an institution
• Acknowledge the CBC’s requirements for implementing an internal control framework

Training Outline

• References to regulatory frameworks (EBA Guidelines, Directive 2013/36/EU, CBC Directive)
• Role and composition of the management body, committees and senior management
• Organisational framework
• Risk culture and business conduct
• Internal control functions (risk management, compliance and internal audit functions)
• Business continuity management
• Reporting to the competent authorities

Who Should Attend

• COOs
• CEOs
• Directors
• Senior Managers
• Regulatory compliance officers
• Risk Managers
• Employees of PSPs

Training Style

This programme is designed to deliver high-level knowledge and insights into EBA Guidelines and the CBC Directive on internal governance.

It will strive to enhance participants’ skills and knowledge on establishing robust governance arrangements within institutions via lectures supported by power-point presentations.

The training style is learner-focused, where participants are encouraged to raise questions, seek clarifications and share their opinions from their different perspectives and engage in an exchange of views and personal professional experiences with the competent authorities in relation to internal governance arrangements.

CPD Recognition

This programme may be approved for up to 5 CPD units in Banking and Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.