Training Objectives 

• Providing a theoretical understanding of ethics and morals 
• Using results of behavioural studies, gain a practical understanding of ethics and integrity 
• Ensure participants are able to champion ethics in their workplace 
• Provide a ‘safe forum’ for participants to discuss challenges to ethical behaviour and learn from each other’s experiences 
• Understanding ethics through the lens of responsible investing (including ESG considerations) 

Training Outline 

• The Theory of Ethics and Morals 
• The Governance of Ethics 
• Understanding the Elements of Conduct Risk (utilising the ABC Model, incorporating values & framing, and re-training our emotional drivers) 
• Looking at three defining social studies, and what they tell us about people doing the wrong thing 
• Understanding people’s proclivities to doing the wrong thing, and how to inverse them to do the right thing 
• Knowing the three main cultural drivers, and how they can help or hinder ethical conduct 
• Knowing the six situations when good people can find themselves doing bad things 
• Learning how to speak up and listen up 
• Understanding how to utilise ethics to promote responsible investing, including ESG 
• Considering some ethical dilemmas 

Who should attend 

The course will benefit everyone, but, in particular, those in any position of influence or authority who need to set an example. 

Training Style 

Using a discursive approach to sharing key information, critical theory complemented by practical techniques will be conveyed to participants to be reinforced by mutual sharing and learning. 

CPD Recognition

This programme may be approved for up to 6 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

For the CySEC requirements, CPD units attained from this course should not exceed the 50% of the total CPD Units of each individual.

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.