test
Financial Crime Risks in the Investment Sector/Capital Markets
The EIMF Live Online Learning Experience
EIMF subject-matter experts deliver engaging and interactive courses across a broad spectrum of areas, that can be enjoyed in the comfort of your own chosen environment. Read more
Course Overview
Regulators have recognised the potential risks of illicit actors to misuse investment-related products and services through both internal fraud and laundering the proceeds of crime.
This course will consider the financial crime (FC) risks related to investment/capital markets. It will examine how those risks arise and the “red flags” that may detect their presence.
Using recent case studies, participants will review the tactics adopted by illicit actors to conceal their identity, activities and source of funds, with a focus on the use of legal entities and complex business arrangements across different jurisdictions.
The course is intended to compliment other courses that may provide in-depth training (ACAMS or ICA) and contribute to the fulfilment of ongoing CPD obligations.
Training Objectives
By the end of the programme, participants will be able to:
- Comprehend the types of FC risks to which their business may be exposed
- Raise awareness about the tactics employed to launder the proceeds of crime using investment related products and services
- Assess the reliability of controls to detect and prevent FC risks related to capital market activities
- Formulate a strategy to raise awareness across your organisation about the FC risks reviewed
Financial Crime Risks in the Investment Sector/Capital Markets
Contact us for Group Registrations of 4 people or more
Schedule
Thursday 12/11/2020 - 10:30-13:15
Samantha is a Financial Regulatory, Risk Management, Financial Crime and Legal Advisory Expert. With exemplary private sector experience in fund, trust (fiduciary) and company administration, private practice and international consultancy involving financial services businesses, Samantha invigorates financial regulatory investigation and policy architecture with a commercial understanding and injects momentum and creative means for achieving collaboration, not seen before. She effectively designs and delivers innovative strategies and pioneers a culture of pre-emptive engagement and approach to regulatory investigation and compliance relating to the finance industry. Focused on creating robust and pragmatic business practices and strategies and an ethos of accountability, Samantha ensures that organisations are capable of responding and adapt to the ever changing, ever challenging remit of regulation. She has extensive experience in the development and delivery of high-quality role-specific financial crime prevention training. Her subjects include governance, risk management, EDD, complex structures, bribery and corruption, sanctions, product-specific financial crime risk detection, how to provide effective training and regulatory approaches in undertaking anti-financial crime supervision. Samantha is a frequent chairwoman, moderator, speaker and panelist at various UK and International events and forums on a wide scope of financial crime prevention topics.
See all courses by Samantha Sheen
