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MiFID II includes numerous provisions on investor protection especially as far as retail investors are concerned. Emphasis is given mainly to the information to be provided to the client, the efficient determination of the target market and the distribution of the investment products accordingly, the suitability and appropriateness assessment of clients and best practices when executing client orders.
While the objectives of the compliance function as well as the key principles underpinning the regulatory requirements have remained unchanged, the obligations have been further strengthened, broadened and detailed under MiFID II.
Who Should Attend
Industry Expert | Christina Livada
Christina Livada is Assistant Professor of Commercial Law at the Faculty of Law of the National and Kapodistrian University of Athens. Christina has obtained her PhD from the Faculty of Law of the National and Kapodistrian University of Athens in 2004. In 1996 she obtained her D.E.A. in International Law (International Private Law and Commercial Law) from the University Panthéon-Assas (Paris II). In 1995 she completed her studies at the Faculty of Law of the National and Kapodistrian University of Athens. In 2000 she was awarded a research scholarship from the Swiss Institute of Comparative Law. Her main fields of specialization are consumer protection law, company law, corporate governance, banking law and capital markets law. In this capacity she is the author of several books and articles in the abovementioned fields.
The course shall include the presentation and analysis of the regulatory framework providing practical examples. The programme is designed to deliver knowledge and enhance participants’ skills via case-studies and practical examples. Participants will benefit from customised feedback at the end of the programme and take away the knowledge gained to be transferred at their workplace.
This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
€200.00The above fee is subject to 19% VAT
24 in stock
Day 1: November 04, 2021 | 09:00-11:45
Day 2: November 05, 2021 | 09:00-11:45
Start time: 09:00 EEST
End time: 11:45 EEST
Venue: Live Online
Coordinates: 5 | Duration: 5 hrs
Directions: Christina Livada (view the trainer's bio below)