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Market Abuse and Trade Monitoring
Regulation No 596/2014 on market abuse (MAR), repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC and Directive 2014/57/EU on criminal sanctions for market abuse (CS MAD) were published in the Official Journal of the European Union on 12 June 2014 and were applied as from 3 July 2016.
MAD is intended to guarantee the integrity of European financial markets and increase investor confidence. Any unlawful behaviour in the financial markets is prohibited. The concept of market abuse typically consists of insider dealing, unlawful disclosure of inside information, and market manipulation.
MAR aims at enhancing market integrity and investor protection.
To this end MAR updates and strengthened the existing MAD framework by extending its scope to new markets and trading strategies and by introducing new requirements.
Training Objectives
By the end of the programme participants will:
- Understand the Regulatory framework
- Understand the Market Manipulation practices
- Know the risk deriving from unlawful actions
- Understand the disclosure requirements
- Challenges from MAR and the Regulatory framework
- Administrative and Criminal Sanctions following the MAR
- Elaborating technology to assist on the trade surveillance
Market Abuse and Trade Monitoring
For 3 registrations from the same entity, a standard 10% discount will apply. For over 4 registrations please contact us.
Schedule
Friday 19/03/2021 - 15:00-20:30
Description
Event Details
Regulation No 596/2014 on market abuse (MAR), repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC and Directive 2014/57/EU on criminal sanctions for market abuse (CS MAD) were published in the Official Journal of the European Union on 12 June 2014 and were applied as from 3 July 2016.
MAD is intended to guarantee the integrity of European financial markets and increase investor confidence. Any unlawful behaviour in the financial markets is prohibited. The concept of market abuse typically consists of insider dealing, unlawful disclosure of inside information, and market manipulation.
MAR aims at enhancing market integrity and investor protection.
To this end MAR updates and strengthened the existing MAD framework by extending its scope to new markets and trading strategies and by introducing new requirements.
Training Objectives
By the end of the programme participants will:
- Understand the Regulatory framework
- Understand the Market Manipulation practices
- Know the risk deriving from unlawful actions
- Understand the disclosure requirements
- Challenges from MAR and the Regulatory framework
- Administrative and Criminal Sanctions following the MAR
- Elaborating technology to assist on the trade surveillance
Andreas is the Regulatory Analyst of MAP FinTech, the winner of the best RegTech Reporting Solution Award at the Finance Magnates London Summit 2019, which is also included in the top 100 RegTech firms globally for 2020. He worked in the banking sector for several years mainly in the International as well as the Compliance department. In the last 5 years he in working in the financial sector with the last three years specializing in the Regulatory field. He is a holder of the CySEC advanced Certificate and has several publications in the RegTech Analyst, a leading intelligence platform for the global RegTech industry. He is also a holder of a Bachelor’s Degree in Business Administration as well as an MBA from the University of Nicosia. He was also awarded with the professional Banking Certificate from the American Banking Association.
See all courses by Andreas Savoullis
