Training Objectives

By the end of the programme, participants will:

• Understand the Fundamentals of Risk Management
• Identify and Differentiate Risk Types
• Master Risk Assessment and Measurement Techniques
• Establish a Solid Risk Governance Framework
• Implement Effective Risk Mitigation Strategies
• Navigate Compliance and Regulatory Requirements
• Leverage Technology and Innovation in Risk Management
• Address Ethical Considerations in Risk Management
• Develop and Promote a Strong Risk Culture

Training Outline

Risk Management Basics

Introduction to Risk Management in Investment Firms

• Overview of risk management
• Importance of risk management in investment firms
• Regulatory framework set by CySEC

Understanding Risk Types

• Market risk
• Credit risk
• Liquidity risk
• Operational risk
• Legal and compliance risk

Risk Assessment and Measurement Techniques

• Quantitative vs. qualitative risk assessment
• Value at Risk (VaR)
• Stress testing
• Scenario analysis
• Sensitivity analysis

Risk Governance and Framework

• Role and responsibilities of the risk management team
• Developing a risk management framework
• Establishing risk appetite and tolerance levels
• Board and management oversight

Risk Mitigation Strategies

• Hedging techniques
• Diversification
• Insurance
• Counterparty risk management
• Business continuity planning

Compliance and Regulatory Requirements

• CySEC regulations and guidelines
• Reporting obligations
• Compliance monitoring and enforcement

Technology and Innovation in Risk Management

• Risk management software and tools
• Artificial intelligence and machine learning applications
• Cybersecurity risk management

Ethical Considerations in Risk Management

• Integrity and transparency
• Conflicts of interest
• Ethical decision-making frameworks

How to Develop a Risk Culture in a Financial Institution? (A Brief Summary)

• Strong Risk Culture – Solid Institutions
• Why Risk Culture is Important?
• How to Manage Risk Culture?
• Ownership of Risk and Accountability
• Tone from the Top and Communication

Who Should Attend

This programme is specifically tailored for professionals in investment firms who hold or aspire to hold key roles in risk management. The content is particularly relevant for:

•  Heads of Risk
• Risk Management Professionals
• Compliance Officers
• Board Members and Senior Executives
• Investment Analysts and Portfolio Managers
• Technology and Innovation Managers
• Ethics and Compliance Officers

Training Style

The programme’s goal is to provide advanced understanding and insights on the changes and agenda for EU financial services regulation. It will use lectures backed by PowerPoint presentations and real-world examples to improve participants’ abilities and understanding. The training approach is learner-focused, where participants are encouraged to ask questions, seek clarifications, and share their opinions from various perspectives. It also involves a combination of presentation and real-world examples. Participants are encouraged to engage in an exchange of views and personal professional experiences.

CPD Recognition

This programme may be approved for up to 7 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.