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MiFID II Investment Research, Investment Advice and Portfolio Management
The EIMF Live Online Learning Experience
EIMF subject-matter experts deliver engaging and interactive courses across a broad spectrum of areas, that can be enjoyed in the comfort of your own chosen environment. Read more
Course Overview
The legal framework of MiFID II/MiFIR has applied since 3 January 2018. This new legislative framework strengthens investor protection and improves the functioning of financial markets making them more efficient, resilient and transparent. Professionals need to fully understand this legislative framework, its implications and how it is applied within firms.
In this 5-hour workshop we will examine and discuss the practical implementation as well as the application challenges of MiFID II relating to Investment Research, Investment Advice and Portfolio Management.
Training Objectives
By the end of the programme, participants will be able to:
Learn how MiFID II and Delegated Regulations affect:
- Investment Research
- Investment Advise
- Independent Investment Advise
- Portfolio Management
Learn how PRIIPS and Delegated Regulations affect:
- Information for Financial Instruments
- Costs and Charges
Understand Regulatory requirements for:
- Appropriateness Test
- Suitability Assessment
- Reporting to clients
Training Outline
- MiFID II – Directive (EU) 2014/65
- MiFiR – Regulation (EU) 600/2014
- Delegated Regulations
- Latest ESMA Q&A
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Professionals requiring CPD units to meet the education requirements for CySEC licence renewal, and/or for maintaining other professional memberships/certifications which accept CPD in Financial Regulation, are advised to consider training subjects in categories that indicate CPD training in Financial Regulation.
Who Should Attend
This programme is ideal for professionals working in the Financial Sector such as:
- Investment Advisers and Customer Support Personnel
- Portfolio Managers and Designers of Investment Products or Strategies
- FinTech professionals selling Products & Services
- Professionals working in Compliance and Risk Management
- Other Management, Administration, Marketing and Technical staff
- Corporate lawyers, Accountants, and Consultants
MiFID II Investment Research, Investment Advice and Portfolio Management
For 3 registrations from the same entity, a standard 10% discount will apply. For over 4 registrations please contact us.
Schedule
Thursday 07/05/2020 - 16:30-19:15
Friday 08/05/2020 - 16:30-19:15
Panagiotis Nikolaou is a professional with many years’ experience in the Financial Services Sector in general and in the world of Investment Firms in particular. He has worked in CIFs in various positions, including that of the General Manager, Risk Manager, Executive Director, as well as on the front line as Head of Dealing and Brokerage Departments. He currently leads AFXAnts with offices in Nicosia, Athens and Durban. Panagiotis is a full member of Chartered Institute of Securities and Investments (MCSI) and the Society of Technical Analysts (MSTA). He holds CySEC’s Advanced Certification, he is an approved Trainer by the HRDA, and was nominated and sponsored by KPMG and Barclays Bank in 2015 to join “Future Leaders” executive seminars.
See all courses by Panagiotis Nikolaou
