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MiFID II Investment Research, Investment Advice and Portfolio Management
The legal framework of MiFID II/MiFIR has applied since 3 January 2018. This new legislative framework strengthens investor protection and improves the functioning of financial markets making them more efficient, resilient and transparent. Professionals need to fully understand this legislative framework, its implications and how it is applied within firms.
In this 5-hour workshop we will examine and discuss the practical implementation as well as the application challenges of MiFID II relating to Investment Research, Investment Advice and Portfolio Management.
Training Objectives
By the end of the programme, participants will be able to:
Learn how MiFID II and Delegated Regulations affect:
- Investment Research
- Investment Advise
- Independent Investment Advise
- Portfolio Management
Learn how PRIIPS and Delegated Regulations affect:
- Information for Financial Instruments
- Costs and Charges
Understand Regulatory requirements for:
- Appropriateness Test
- Suitability Assessment
- Reporting to clients
MiFID II Investment Research, Investment Advice and Portfolio Management
For 3 registrations from the same entity, a standard 10% discount will apply. For over 4 registrations please contact us.
Schedule
Tuesday 08/06/2021 - 09:00-15:00
Description
Event Details
The legal framework of MiFID II/MiFIR has applied since 3 January 2018. This new legislative framework strengthens investor protection and improves the functioning of financial markets making them more efficient, resilient and transparent. Professionals need to fully understand this legislative framework, its implications and how it is applied within firms.
In this 5-hour workshop we will examine and discuss the practical implementation as well as the application challenges of MiFID II relating to Investment Research, Investment Advice and Portfolio Management.
Training Objectives
By the end of the programme, participants will be able to:
Learn how MiFID II and Delegated Regulations affect:
- Investment Research
- Investment Advise
- Independent Investment Advise
- Portfolio Management
Learn how PRIIPS and Delegated Regulations affect:
- Information for Financial Instruments
- Costs and Charges
Understand Regulatory requirements for:
- Appropriateness Test
- Suitability Assessment
- Reporting to clients
Demetris is the Executive Director and Portfolio Manager at Hanseatic Capital Management, a fund management company. Before his appointment at Hanseatic, Demetris was the Chief Financial Officer of D. Nicolaou & Sons Ltd. He also worked at Alpha Bank as Head of Asset Management and in the USA at Emerging Markets Management as Co-Portfolio Manager. Demetris is a Non-Executive Director of Axia Ventures, an investment banking firm. He previously served as President of the CFA Society of Cyprus.
He is a CFA Charterholder and holds the advanced Certificate of Professional Competence from CySEC. He also acquired the Certificate in Company Direction from the Institute of Directors, UK. Moreover, he is a Certified Trainer by the Human Resource Development Authority (HRDA). Demetris Nicolaou holds a Bachelor’s Degree in Finance & Economics and an MBA from the American University in Washington, DC.
See all courses by Demetris Nicolaou
