Training Objectives

By attending this programme participants will be able to:

• Describe the concepts of sustainability preferences and sustainability factors.
• Describe how Article 54 of MiFID II is evolving due to the introduction of sustainability preferences.
• List the principles of Sustainable Finance Disclosures Regulation (SFDR)
• Name the different categories of sustainable financial instruments as defined by MiFID II and SFDR
• Identify the ESG obligation and SFDR/Taxonomy requirements surrounding sustainability preferences in the suitability assessment.
• Develop a practical roadmap for financial market participants to incorporate sustainability preferences into their advisory and reporting processes.
• Develop strategies for aligning investment advice with sustainability goals and preferences.
• Explain the implications of sustainability preferences for investment advice and asset management.
• Explain the significance of distinguishing between sustainability preferences and factors in financial services.
• Show how regulatory updates influence sustainability-related requirements for financial market participants

Training Outline

Background Theory on MiFID II & Sustainability

• Introduction to MiFID II: Essentials and Refresher
• The Big Picture: Policy Context of Sustainable Finance
• The EU Action Plan: MiFID ESG Suitability Requirements Specified by ESMA
• Cyprus Requirements: CySEC Framework
• The Purpose of Sustainability, Environmental Social Governance (ESG), and Sustainable Finance in the EU Framework

Video & Discussion: Navigating Sustainability Preferences under MiFID II

SFDR, the EU Taxonomy, and the Broader EU Regulatory Framework

• Sustainable Finance Disclosures (SFDR): Regulatory Aspects and Requirements
• Article 54 MiFID II: Implications for Sustainability
• The EU Taxonomy: Categorising Sustainable Activities
• Market Organisation and Product Guidance within Sustainable Finance
• Product Snapshot: Green and Social Products
• Revisions to AIFM and UCITS Directives and Their Effects on MiFID Rules

ESG & Distribution

• Sustainability Preferences: Integrating ESG into Distribution
• Product Categorisation: Insights into PRIIPs
• New Obligations: Corporate Sustainability Reporting Directive (CSRD)

Case study & Discussion – Integrating sustainable preferences into MiFID II

Who Should Attend

• Asset Managers and Investment Advisors
• Compliance Managers and Officers
• Legal Counsel
• ESG Analysts and Consultants
• Risk Management Specialists
• Investment Bankers
• Portfolio Managers
• Financial Analysts and Economists
• ESG and Sustainable Finance Directors
• Corporate Responsibility Officers
• Investor Relations Professionals
• Sustainability Officers
• Academics and Researchers
• Government Regulators

Training Style 

The training approach involves a combination of lectures, case studies, practical exercises, and interactive discussions to ensure a comprehensive understanding of sustainable development and corporate social responsibility concepts. Participants will gain both theoretical knowledge and practical skills applicable to real-world scenarios.

CPD Recognition

This programme may be approved for up to 7 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.