Adam Samuel is a lawyer qualified in the UK and the USA. Since 1996, Adam has run his own training and consulting business, helping out regulators in three continents on customer-facing issues. He has the qualifications required of financial, mortgage and equity release advisers and the UK CISI compliance diploma.
Adam wrote the only book on consumer financial services complaint handling in the UK and a guide to the SFC Code for Intermediaries in Hong Kong. The Gibraltar Supreme Court followed his expert evidence in van Geens v. Jyske Bank on product risk, compliance and advice standards around the world. Adam has broadcast on a number of BBC domestic and World Service programmes, including the national news, on financial services compliance and banking issues.
Start Date | Name | Location | DURATION | CPD UNITS | Status |
---|---|---|---|---|---|
March 9, 2021 | Promoting Financial Products, Appropriateness and Non-Advised Transactions |
Live Online | 5 hrs | 5 | UPCOMING |
April 29, 2020 | Assessing Appropriateness |
Free Webinar | 1 hrs | 1 | COMPLETED |
June 15, 2020 | MiFID II Product Governance and Development |
Live Online | 5 hrs | 5 | COMPLETED |
May 6, 2020 | Handling Complaints and Treating Customers Fairly in Financial Services |
Live Online | 6 hrs | 6 | COMPLETED |
April 6, 2021 | Financial Promotions, Appropriateness and Product Governance |
Live Online | 10 hrs | 10 | UPCOMING |