Adam Samuel

Adam Samuel is a lawyer qualified in the UK and the USA. Since 1996, Adam has run his own training and consulting business, helping out regulators in three continents on customer-facing issues. He has the qualifications required of financial, mortgage and equity release advisers and the UK CISI compliance diploma.


Adam wrote the only book on consumer financial services complaint handling in the UK and a guide to the SFC Code for Intermediaries in Hong Kong. The Gibraltar Supreme Court followed his expert evidence in van Geens v. Jyske Bank on product risk, compliance and advice standards around the world. Adam has broadcast on a number of BBC domestic and World Service programmes, including the national news, on financial services compliance and banking issues.

Related Courses

Start Date Name Location DURATION CPD UNITS Status
October 9, 2020

Handling Client Complaints, Treating Customers Fairly, Product Governance, Financial Promotion and Appropriateness

Live Online 15 hrs 15 COMPLETED
July 8, 2020

CYSEC Measures in Relation to Marketing, Distribution and Sale of CFDs

Free Webinar 1 hrs 1 COMPLETED
April 29, 2020

Assessing Appropriateness

Free Webinar 1 hrs 1 COMPLETED
June 15, 2020

MiFID II Product Governance and Development

Live Online 5 hrs 5 COMPLETED
September 14, 2020

Financial Promotions, Appropriateness and Product Governance

Live Online 10 hrs 10 COMPLETED