€210
+ VATLive Online
4.5 CPD Units | 4.5 Hours
The EIMF Live Online Learning Experience
Participants will receive access to the recorded sessions of the course.
EIMF subject-matter experts deliver engaging and interactive courses across a broad spectrum of areas, that can be enjoyed in the comfort of your own chosen environment. Read more
Course Overview
Modern compliance functions are expected to do far more than monitor regulations and identify gaps. They are increasingly expected to support business growth, influence strategic decisions, and help organisations manage risk in a practical and proportionate way.
This programme focuses on the realities of running an effective compliance function in a regulated environment. Participants will explore how to structure compliance activities, prioritise initiatives, allocate limited resources, and communicate effectively with senior management and boards. The course examines governance frameworks, accountability, and practical approaches for aligning compliance objectives with broader business goals.
Training Objectives
● Understand the role of compliance within effective corporate governance frameworks and the allocation of responsibilities between boards, management and control functions.
● Apply risk-based methodologies to prioritise compliance initiatives and allocate resources effectively in complex regulatory environments.
● Align compliance activities with business strategy while maintaining regulatory integrity and governance standards.
● Communicate compliance recommendations and resource requirements effectively to senior management and boards.
●Strengthen accountability and oversight mechanisms to support successful implementation of compliance and regulatory initiatives.
Training Outline
The Role of Compliance within Corporate Governance
Governance structures in regulated organisations
Interaction between Board, management and compliance
Governance accountability and escalation mechanisms
Regulatory expectations regarding compliance governance
Leadership Alignment as a Governance Indicator
Behavioural indicators of governance effectiveness
Leadership accountability and organisational expectations
Governance pressure and decision-making challenges
Identifying structural governance weaknesses
Setting Compliance Priorities
Risk-based compliance planning
Prioritising initiatives in resource-constrained environments
Linking compliance objectives to business strategy
Compliance as a value-creating function
From Compliance Advice to Implementation
Compliance as a governance partner
Driving implementation and organisational change
Structuring accountability for implementation
Managing compliance projects across multiple jurisdictions
Who Should Attend
The programme is ideal for:
Chief Compliance Officers
Heads of Compliance
Compliance Officers
Risk Managers
Internal Auditors
Internal Control Professionals
Legal and Regulatory Professionals
Governance Specialists
MLROs
Regulatory Affairs Professionals
Board Secretaries
Senior Managers
Directors and Executives responsible for Governance, Risk and Compliance (GRC)
Professionals transitioning into compliance leadership roles
Training Style
The programme combines expert-led presentations, practical examples, case studies, facilitated discussions and interactive exercises. Participants will be encouraged to analyse governance scenarios, discuss real-world compliance challenges and apply governance principles to practical organisational situations.
CPD Recognition
This programme may be approved for up to 4.5 CPD units in AML and Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
In-house Training
For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.
Anastasiia Vasylieva
Anastasiia Vasylieva is a compliance and risk professional with extensive international experience in financial services and fintech regulation. She currently serves as Head of Group Compliance & Internal Audit for an international fintech group operating across multiple jurisdictions in Europe and Asia. Her work focuses on corporate governance, regulatory strategy and the design of scalable compliance frameworks for complex financial institutions. Anastasiia has been actively involved in regulatory licensing projects, cross-border compliance programmes and governance transformation initiatives. In addition to her professional role, she is a certified ACAMS instructor and regularly delivers training on AML, compliance governance and risk management to international audiences. Her teaching focuses on bridging the gap between regulatory theory and practical implementation in modern financial organisations.
The invoice is issued on the day the course starts.
Payments can be made by bank transfer, cheque, or credit card.
Certificates are issued within 7–10 days after the course has been completed, provided that the invoice has been paid.
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Click the Get Your Certificate button in the email to download your certificate.
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