Implementing a compliance program may sound challenging. We need to take into consideration not only the applicable regulatory requirements, often in different jurisdictions, but also keep in mind our companies’ limits and budgets.

In this webinar, we will explore how to create a plan for a compliance program, how to prioritize its elements, what to pay specific attention to and finally how to make sure those elements are implemented correctly and function as they should.

Presentation Objectives

– Understand how to evaluate the state of your current program
– Learn how to prioritize elements of the compliance program
– Consider where and how to revamp or to create from scratch
– Grasp how to monitor the implementation and to adjust in real time
– Plan for the next steps post implementation

Presentation Outline

– Evaluating the state of your current program: what to look at, useful tools and techniques
– Post-evaluation: prioritizing the crucial elements
– Audit of current controls: revamping or creating from scratch
– Implementation of the prioritized elements: introduction, monitoring, adjustments
– Training and post-implementation follow-up

Speaker

Anastasia Savvateeva | Deputy Head of Financial Crime Compliance at Fidelity International