Safeguarding in the Financial Services Sector
Join us for an insightful webinar on safeguarding in the financial services sector, with a special focus on the latest FCA consultation on proposed changes to the current Safeguarding regime. This session is designed for professionals who want to stay ahead of the curve in compliance and risk management.
Key Topics
• Overview of FCA proposed changes to safeguarding requirements
• Holding funds under a statutory trust
• The key features of the interim and end-state proposals
• The potential benefits, operational, and cost implications of implementing the proposed changes
• Q&A session with industry experts
Who Should Attend
• Compliance Officers
• Risk Managers
• Financial Advisors
• Legal Professionals
• Anyone interested in financial regulations
Don’t miss this opportunity to enhance your understanding of safeguarding in the financial services sector and ensure your practices align with FCA standards. Register now to secure your spot!
Speakers
Daniel Saliba | Founder | Lighthouse Compliance | United Kingdom
Alison Donnelly | Director | FSCom | United Kingdom
