Training Objectives

• Understand the Regulatory framework
• Know who, how, when and what needs to be reported
• Attain a greater and clearer understanding of the key changes introduced by the revamped MiFIR reporting rules
• Acquire an in-depth understanding of the MiFIR transaction reporting requirements and how they impact regulated entities
• Share experiences with industry peers and raise issues of most concern amongst organisations

Training Outline

Introduction to MiFIR Transaction Reporting

• Overview of MiFIR Transaction Reporting Requirements
• Scope, Definitions, Objectives and Purpose of MiFIR Transaction Reporting

Refresher of MiFIR Reporting

• Transaction Reporting (T+1) rules & principles
• Reportable Instruments and Transactions / Meaning of TOTV
• Post-Trade Transparency rules & principles
• Understanding Key Fields in MiFIR Transaction Reporting
• Financial Instrument Reference Data System (FIRDS) – Brief Explanation & Navigation
• Errors & Omissions: When & How to Complete
• Implementation challenges and lessons learnt

 Decoding the new MiFIR Transaction Reporting rulings

• Key objectives & Implementation timeframes
• Deep dive analysis of new regulatory changes on Transaction Reporting
• Explore the impact at organisational level – actions required / Regulators’ expectations

Who Should Attend

• Compliance Officers
• Regulatory Reporting Managers / Heads / Officers of Investment Firms / Banks
• Internal Auditors
• Financial Consultants

Training Style 

The training style will include a presentation of key material using slides and handouts.  The trainer will use practical examples to elaborate various concepts and encourage class discussion.

Participants will engage in exchange of ideas and sharing of knowledge on the subject matter, as well as be able to ask questions and obtain clarifications from the trainer on the material covered.

Participants will also have the opportunity to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session in a Q&A Session.

CPD Recognition

This programme may be approved for up to 3 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.