Setting up onboarding procedures for investment firms
The European Institute of Management and Finance is organising a 4th AML linked course that will analyse the set standards and disciplines emanating from the regulatory and legislative framework in Cyprus pertaining to the Anti Money Laundering. Explanation of Joint Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on simplified and enhanced customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions as provided by ESAS at 4th January 2018. Also, explanation of Joint Guidelines on the characteristics of a risk-based approach to anti-money laundering and terrorist financing supervision, and the steps to be taken when conducting supervision on a risk-sensitive basis as provided by ESAS at 13th April 2017.
The link between Anti‐Money Laundering requirements and your audit procedures
Impact of assessed Money‐Laundering / Terrorist Financing risk on your client due diligence procedures
What will you learn
Who should attend
DATES: 6 June
DURATION: 5 Hours
CPD UNITS: 5
LOCATION: EIMF Premises, Nicosia
TIME: 15:00 - 20:30
FEES: €180 + VAT
|Start Date||Course Title||Location||CPD Units||Status|
|23 January||AML 4th Directive||Nicosia||6||COMPLETED|
|20 Feb||AML Series: KYC and Customer Due Diligence for Investment Firms||Limassol||5||COMPLETED|
|20 February||AML Series: AML Fundamentals||Limassol||COMPLETED|
|24 February||CAMS Examination Preparation Course: Become a Certified Anti-Money Laundering Specialist (ACAMS AML Series)||Nicosia||14||COMPLETED|
|9 March||AML Series: Setting Up Client Onboarding Procedures for Investment Firms||Limassol||COMPLETED|
|28 March||AML Series: Risk Based AML and Compliance||Limassol||5||COMPLETED|
|16 April||AML 4th Directive||Nicosia||6||COMPLETED|
|19 May||AML 4th Directive||Limassol||6||UPCOMING|
|6 June||KYC and Customer Due Diligence for Investment Firms||Nicosia||5||UPCOMING|
|9 June||AML series: CAMS Examination Preparation Course: Become a Certified Anti-Money Laundering Specialist (ACAMS)||Nicosia||14||UPCOMING|
|18 June||AML 4th Directive||Nicosia||6||UPCOMING|
Participants will receive a certificate for successful participation indicating all topics covered.
If you need help completing the online registration form, please give us a call at 2227 4470 or email us at [email protected]
If you would like to discuss bringing this or another topic to your organization on an in-house basis please call us at 22274470 or email us at [email protected].
Trainer: Panagiotis Nikolaou
Panagiotis Nikolaou is a professional with many years’ experience in the Financial Services Sector in general and in the world of Investment Firms in particular. He has worked in CIFs in various positions, including that of the General Manager, Risk Manager, Executive Director, as well as on the front line as Head of Dealing and Brokerage Departments. He currently leads AFXAnts with offices in Nicosia, Athens and Durban.
Panagiotis is a full member of Chartered Institute of Securities and Investments (MCSI) and the Society of Technical Analysts (MSTA). He holds CySEC’s Advanced Certification, he is an approved Trainer by the HRDA, and was nominated and sponsored by KPMG and Barclays Bank in 2015 to join “Future Leaders” executive seminars.