Training Objectives

By the end of the course, participants will:

• Have obtained good understanding of DORA requirements, surrounding the area of third-party risk management, as well as incidents handling and reporting
• Be able to navigate the reporting fields of DORA Register of Information, understanding its particularities and enabling accurate and complete reporting
• Understand ICT third-party risk management and key provisions stemming from.
• Identify and understand the key contractual provisions for DORA compliance during the onboarding and review process of ICT vendors
• Have delved into the intricacies of DORA Incident Management provisions, gaining practical insights into specific reporting rules and key data fields essential for successful implementation
• Be aware of some of the practical issues that have arisen in reporting
• Know where to look for further guidance

Training Outline

The main areas that this course will cover are:

• Incident Handing & Reporting
• Third-Party Risk Management
• DORA Register of Information and linkage to Outsourcing
• Key contractual provisions for DORA compliance
• Key metrics to track when evaluating third-party vendors
• The DORA audit process

Who Should Attend

The programme is ideal for financial service professionals in banking and investment, as well as financial service providers / advisors:

• Managers / Senior Managers
• Compliance Officers / Risk Officers
• Front-line professionals
• Internal Auditors
• External auditors, lawyers and consultants

Training Style

The training will include the presentation of key materials via using slides and handouts.  The trainer will use practical examples to elaborate various concepts and encourage class discussion.

Participants will engage in exchange of ideas and sharing of knowledge on the subject matter, as well as be able to ask questions and obtain clarifications from the trainer on the material covered.

Participants will also have the opportunity to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session in a Q&A Session.

CPD Recognition

This programme may be approved for up to 3 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.