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MiFID II / MiFIR Overview
Following the entry into force of MiFID II (1.1.2018) a lot of regulatory developments took place. In particular, several level 2 measures, ESMA guidelines and Q and As were issued, explaining numerous issues in relation to the implementation of specific issues. Investor protection, product governance, organisational requirements are included in the topics further elaborated by the European Commission and the ESMA. Professionals are supposed to apply all these rules in their daily business and their compliance with them is supervised by the relevant competent authorities. The objective of this seminar is to examine these developments and provide guidance to professional concerning the way they should be applied.
Training Objectives
By the end of the programme, participants will be able to:
- Update their knowledge in relation to the steady state of MiFID II requirements
- Examine the way they should apply them
- Review their internal arrangements, if appropriate
- Solve questions they may have in relation to the implementation of MiFID II
MiFID II / MiFIR Overview
For 3 registrations from the same entity, a standard 10% discount will apply. For over 4 registrations please contact us.
Schedule
Thursday 13/05/2021 - 14:30-20:00
Description
Event Details
Following the entry into force of MiFID II (1.1.2018) a lot of regulatory developments took place. In particular, several level 2 measures, ESMA guidelines and Q and As were issued, explaining numerous issues in relation to the implementation of specific issues. Investor protection, product governance, organisational requirements are included in the topics further elaborated by the European Commission and the ESMA. Professionals are supposed to apply all these rules in their daily business and their compliance with them is supervised by the relevant competent authorities. The objective of this seminar is to examine these developments and provide guidance to professional concerning the way they should be applied.
Training Objectives
By the end of the programme, participants will be able to:
- Update their knowledge in relation to the steady state of MiFID II requirements
- Examine the way they should apply them
- Review their internal arrangements, if appropriate
- Solve questions they may have in relation to the implementation of MiFID II
Demetris is the Executive Director and Portfolio Manager at Hanseatic Capital Management, a fund management company. Before his appointment at Hanseatic, Demetris was the Chief Financial Officer of D. Nicolaou & Sons Ltd. He also worked at Alpha Bank as Head of Asset Management and in the USA at Emerging Markets Management as Co-Portfolio Manager. Demetris is a Non-Executive Director of Axia Ventures, an investment banking firm. He previously served as President of the CFA Society of Cyprus.
He is a CFA Charterholder and holds the advanced Certificate of Professional Competence from CySEC. He also acquired the Certificate in Company Direction from the Institute of Directors, UK. Moreover, he is a Certified Trainer by the Human Resource Development Authority (HRDA). Demetris Nicolaou holds a Bachelor’s Degree in Finance & Economics and an MBA from the American University in Washington, DC.
See all courses by Demetris Nicolaou
