Do I really Know who I’m Working with? Customer, Vendor, and Employee Due Diligence
ACAMS AML Series
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ACAMS AML Series
This seminar will give participants a broad overview on what to do and how to do it to better understand their working environment. This environment includes customers, employees, and vendors, as well as raising their awareness for fraudsters. As more and more professions and industries are getting regulated and fall under Anti-Money Laundering regulations, the need to be well prepared becomes relevant to an increasing number of professionals.
The Seminar:
KYC – Know Your Customer Basics
Find out more about basic KYC obligations and regulatory expectations. What are the necessary steps? What to do? When to do it? Also find out, why it is important for you and your company and what could happen, if you fail to do it or fail to do it properly.
KYE – Know Your Employee Basics
In the end, they are the people working with you. Find out more about basic know your employee tasks. What are the necessary steps? What to do? When to do it? Also find out, why it is important for you and your company and what could happen, if you fail to do it or fail to do it properly.
KYV – Know Your Vendor Basics
Do I need to know whom I contract? Certainly, you need to know. Find out more about basic know your vendor tasks. What and when to do it? Also find out, why it is important for you and your company and what could happen, if you fail to do it or fail to do it properly.
Identification documents
What are proper identification documents? How to check them? Where can I get help from. This part will go a bit deeper into one of the integral parts of the KYC process.
Open Source Intelligence to use for KYC
Program and Sources to help in the KYC process is expensive? There are cheaper ways to assist you. Get an overview for possebilities for open intelligence sources for your KYC process.
Excursus: Social Engineering
If you did not know yet, what Social Engeneering is or why it is important to know about Social Engeneering for your KYC process, it is certainly time to find out now. A mix of real life examples to give you an overview about this field.
This seminar is structured and developed for:
DATES: 15 March
DURATION: 6 Hours
LOCATION: EIMF Premises, Nicosia
TIME: 14:00 – 20:00
FEES: €150 + VAT (for ACAMS Members €120 + VAT)
Registration Form
You can register by sending the completed registration form above to [email protected] or via fax to 2227 4475. If you need help completing the form, please give us a call at 2227 4470
In-House Training
If you would like to discuss bringing this or another topic to your organization on an in-house basis please call us at 22274470 or email us at [email protected].
Instructor: Holger Pauco-Dirscherl
Holger Pauco-Dirscherl is the Head of Financial Crime and Director at UBS Deutschland AG acting as Deputy MLRO and Deputy Compliance Officer. He is responsible for the Financial Crime team and the Sanctions team of UBS Deutschland AG. Before this, he was the German Country Compliance Manager/MLRO and Deputy Branch Manager of the two Wells Fargo entities in Frankfurt, Germany. In this position he was responsible for the regulatory set up and the AML framework of both the banking side Wells Fargo Bank International, Frankfurt Branch and the asset management side Wells Fargo Securities International, Frankfurt Branch. He is part of the wider EMEA Financial Crime Risk Management and EMEA Compliance Management.
Before this, he worked for ING-DiBa AG in the AML and Fraud department among others before he joined GenoTec GmbH as an outsourced MLRO for several banks and financial service providers.
Holger is the Co-Chair of the ACAMS Germany Chapter and an AML Certification Instructors for ACAMS. He is a Certified Anti-Money Laundering Specialist (CAMS), a Certified Fraud Examiner (CFE), a Certified Financial Crime Specialist (CFCS) and holds a MBA degree from the OU Business School.
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